Advising and/or assisting pension funds and pension fund administrators

• Confidential client: Acting for a pension fund in litigious disputes in relation to service providers and various breaches of service level agreements.
• Confidential client: Advising large retirement fund on trustee elections process and rule amendments in terms of elections process.
• Confidential client: Conducted due diligence reviews, with respect to retirement arrangements, medical schemes arrangements as well as equity-linked incentive share schemes compliance and obligations.
• Confidential client: Advising an employer on the ability of the fund in which it participates to refund overpayments made by the employer and conducting refund processes.
• Confidential client: Initiating recollection of overpayments made by a large pension fund on a national scale through various magistrates and high court jurisdictions.

Advising and/or assisting local and international regulated entities

• Confidential client: Preparation and submission of various license applications in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS), including advising clients in respect of their FAIS obligations and interaction with the Financial Services Board.
• Various clients: Assisting in Obtaining Financial Advisory and Intermediary Services and forex investments, over the counter derivative provider licenses for various international banks venturing into the South Africa banking market in order to provide intermediary services in South Africa.
• Confidential client: Advise large audit firm on amendments to FICA and obligations in light of being deemed an accountable institution referred to and listed in Schedule 1 of the FIC Act.
• Confidential client: Advising internation client on reconsideration application pertaining to administrative action taken by the FSCA in terms of FSR Act, alternatively the Financial Institutions (protection of funds) Act.
• Confidential client: Advising Institution of higher learning on executive appointments and conflicts of interest in light of reportable irregularities in terms of the Auditing Profession Act.